Huang Rugeng, chief compliance officer of the group company and deputy general manager, and his party went to Sanjian Branch to investigate legal compliance work

　　On the morning of March 25, 2021, Huang Rugeng, chief compliance officer of the group company, and his party went to Sanjian Branch to investigate legal compliance work.

　　Sun Haoguang, general manager of Sanjian Branch, and personnel from relevant departments attended the research meeting. General Manager Sun Haoguang gave a detailed report on the personnel structure of the Legal Compliance Department of Sanjian Branch, the construction of the compliance system, the construction of the internal control system and legal work.

　　Shi Yinlou, Director of the Legal Compliance Department of the Group Company, fully affirmed the importance that Sanjian Branch attaches to legal compliance work, and ensured that the head of the legal compliance department and the compliance specialist are specially assigned to work and managed in a unified manner. Shi Yinlou gave professional guidance to the promotion of legal compliance work of Sanjian Branch, and encouraged Sanjian Branch to actively cultivate professional talents in legal compliance.

　　Deputy General Manager Huang Rugeng put forward the following requirements for the legal compliance management work of Sanjian Branch: First, attach great importance to legal compliance work, have personnel institutions in place, and clear job responsibilities, actively publicize and implement the legal compliance system, and enhance the awareness of legal compliance for all employees; Second, legal compliance work is integrated into all aspects of the company's operations, the system is streamlined, the process is informatization, and all system processes are compliant; Third, Sanjian Branch has a good foundation for building a compliance system. It must use commercial logic to discuss laws, continuously improve management levels, and form a normal, healthy and sustainable long-term mechanism.